SEC Form 4 · accession 0001127602-16-059922
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Simpson-Dent
Officer — Managing Director-CATM Europe
Period of report
Aug 7, 2016
Accepted (ET)
Aug 9, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2016 | M | 3,975 | — | A | 18,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 7, 2016 | F | 3,525 | D | — | — | Common Stock | 3,525 | 97,082 | D |
| Restricted Stock UnitsF1,F2 | — | Aug 7, 2016 | M | 3,975 | D | — | — | Common Stock | 3,975 | 93,107 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2In accordance with Mr. Dent's Employment Agreement and Restrictive Stock Agreement dated August 7, 2013, these 7,500 restricted stock units converted into shares of Cardtronics common stock on the 3rd anniversary date of said agreement.