SEC Form 4 · accession 0001663577-18-000089
Rocky Mountain High Brands, Inc. · RMHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Seeberger
Officer — Vice President · Director
Period of report
Jan 24, 2018
Accepted (ET)
Feb 16, 2018 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2018 | A | 6,000,000 | $0.003 | A | 22,845,074 | D | |
| Common Stock | Jan 24, 2018 | A | 2,000,000 | $0.001 | A | 22,845,074 | D | |
| Common Stock | Feb 9, 2018 | A | 2,416,167 | $0.012 | A | 25,261,241 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $0.003 | Jan 24, 2018 | X | 6,000,000 | A | Dec 28, 2017 | Dec 31, 2050 | Common Stock | 6,000,000 | 0 | D |
| Options | $0.001 | Jan 24, 2018 | X | 2,000,000 | A | Dec 28, 2017 | Dec 31, 2050 | Common Stock | 2,000,000 | 0 | D |
Remarks
The reporting person exercised options to purchase 2,000,000 shares of common stock at an exercise price of $0.001 per share and options to purchase a 6,000,000 shares of common stock at an exercise price of $0.003 per share. In addition, the reporting person was issued 2,416,167 shares of common stock in payment of $38,000 in compensation due and owing ($28,994 after withholding).