SEC Form 4 · accession 0001663577-18-000006
Rocky Mountain High Brands, Inc. · RMHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Walter Smith
Officer — Chief Operating Officer · Director
Period of report
Dec 19, 2017
Accepted (ET)
Jan 4, 2018 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2017 | A | 3,500,000 | $0.00 | A | 15,464,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $0.003 | Dec 19, 2017 | A | 3,500,000 | A | Dec 19, 2017 | Dec 19, 2019 | Common Stock | 3,500,000 | 3,500,000 | D |
Remarks
As compensation for services rendered, the reporting person was granted immediately exercisable options to purchase 3,500,000 shares of common stock at an exercise price of $0.003 per share. Total includes 11,964,901 shares of common stock and options to purchase 3,500,000 additional shares of common stock.