SEC Form 3 · accession 0001663577-17-000100
Rocky Mountain High Brands, Inc. · RMHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lily Li
Officer — Executive Vice President · 10% Owner
Period of report
Feb 28, 2017
Accepted (ET)
Apr 11, 2017 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 16,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock | $0.00 | holding | — | — | — | Aug 22, 2016 | Dec 31, 2050 | Common Stock | 1,200,000,000 | — | I |
Remarks
LSW Holdings, LLC holds 1,000,000 shares of Series A Preferred Stock convertible at 1,200:1 to a total of 1,200,000,000 shares of common stock. Lily Li is the Managing Member of LSW Holdings, LLC and, in that capacity, has the authority to direct voting and investment decisions with regard to its common stock.