SEC Form 4 · accession 0001663577-16-000408
Rocky Mountain High Brands, Inc. · RMHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome A. Grisaffi
Officer — Secretary and Chairman · Director · 10% Owner
Period of report
Nov 30, 2016
Accepted (ET)
Dec 14, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2016 | J | 7,545,932 | $0.0349 | A | 15,558,720 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was issued: (i) 700,000 shares valued at $0.0349 per share as a bonus for services rendered on December 7, 2016 ; (ii) received 3,069,736 shares valued at $0.0187 per share as compensation paid in lieu of cash salary on December 7, 2016; and (iii) converted obligations owing under a note payable into 3,776,196 shares at a price of $0.01 per share on November 30, 2016.