SEC Form 4 · accession 0001104659-18-063998
YETI Holdings, Inc. · YETI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
RRS Ice 2, LP
10% Owner
RRS ICE Management, LLC
10% Owner
Ryan R Seiders
10% Owner
OPTIONS ICE, LP
10% Owner
Options Ice GP, LLC
10% Owner
Period of report
Oct 24, 2018
Accepted (ET)
Oct 25, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 24, 2018 | M | 271,548 | $0.38 | A | 1,087,780 | I | See Footnotes |
| Common StockF1,F2 | Oct 24, 2018 | S | 1,087,780 | $18.00 | D | 0 | I | See Footnotes |
| Common StockF2,F3 | Oct 24, 2018 | S | 4,629 | $18.00 | D | 7,817,065 | I | See Footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F5,F4 | $0.38 | Oct 24, 2018 | M | 271,548 | D | — | Jun 15, 2022 | Common Stock | 271,548 | 0 | I |
Explanation of responses
- F1Represents shares of common stock held by OPTIONS ICE, LP. Ryan R. Seiders is the manager of Options Ice GP, LLC, the general partner of OPTIONS ICE, LP.
- F2The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
- F3Represents shares of common stock held by RRS Ice 2, LP. Ryan R. Seiders is the manager of RRS ICE Management, LLC, the general partner of RRS Ice 2, LP.
- F4The stock option became exercisable as to 135,774 shares on July 31, 2017 and as to the remaining 135,774 shares on July 31, 2018.
- F5Represents a stock option held by OPTIONS ICE, LP. Ryan R. Seiders is the manager of Options Ice GP, LLC, the general partner of OPTIONS ICE, LP.