SEC Form 4 · accession 0001104659-18-063997
YETI Holdings, Inc. · YETI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
RJS Ice 2, LP
10% Owner
RJS ICE Management, LLC
10% Owner
Roy J Seiders
Director · 10% Owner
RJS Ice, L.P.
10% Owner
Period of report
Oct 24, 2018
Accepted (ET)
Oct 25, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 24, 2018 | M | 277,106 | $0.38 | A | 832,112 | I | See Footnotes |
| Common StockF1,F2 | Oct 24, 2018 | S | 378,313 | $18.00 | D | 453,799 | I | See Footnotes |
| Common StockF2,F3 | holding | — | — | — | 8,256,012 | I | See Footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F5,F4 | $0.38 | Oct 24, 2018 | M | 277,106 | D | — | Jun 15, 2022 | Common Stock | 277,106 | 0 | I |
Explanation of responses
- F1Represents shares of common stock held by RJS ICE, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS ICE, LP.
- F2The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
- F3Represents shares of common stock held by RJS Ice 2, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS Ice 2, LP.
- F4The stock option became exercisable as to 138,156 shares on July 31, 2017 and as to the remaining 138,950 shares on July 31, 2018.
- F5Represents a stock option held by RJS ICE, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS ICE, LP.