SEC Form 4 · accession 0001127602-17-033978
Adient plc · ADNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathleen A Ebacher
Officer — VP, GC and Secretary
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 4, 2017 | M | 351 | $31.77 | A | 36,454 | D | |
| Ordinary Shares | Dec 4, 2017 | M | 975 | $29.69 | A | 37,429 | D | |
| Ordinary Shares | Dec 4, 2017 | M | 1,258 | $28.97 | A | 38,687 | D | |
| Ordinary SharesF1 | Dec 4, 2017 | S | 2,584 | $79.1349 | D | 36,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $31.77 | Dec 4, 2017 | M | 351 | D | Oct 1, 2012 | Oct 1, 2020 | Ordinary Shares | 351 | 0 | D |
| Employee Stock Option (right to buy)F2 | $29.69 | Dec 4, 2017 | M | 975 | D | Oct 7, 2013 | Oct 7, 2021 | Ordinary Shares | 975 | 0 | D |
| Employee Stock Option (right to buy)F2 | $28.97 | Dec 4, 2017 | M | 1,258 | D | Oct 5, 2014 | Oct 5, 2022 | Ordinary Shares | 1,258 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $79.00 to $79.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- F250% of the options vested on the second and the remaining 50% vested on the third anniversary of the award.