SEC Form 4/A · accession 0001127602-16-070211

Adient plc · ADNT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Oct 31, 2016

Accepted (ET)

Dec 16, 2016 · 12:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001670541

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares	holding	—	—		—	211	D
Ordinary Shares	holding	—	—		—	1,730	I	401(k) Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Compensation - Phantom Stock Units^F3,F1,F2	—	Oct 31, 2016	A	175,786	A	—	—	Ordinary Shares	175,786	209,667	D

F1Each unit of phantom stock has the equivalent economic value of one share of Adient common stock.
F2Phantom Stock Units covered under the Adient Deferred Compensation Plan acquired with the completion of the spin-off between Johnson Controls International plc ("JCI") and Adient plc ("Adient")(the "spin-off"). The units will settle 100% in cash upon the reporting person's retirement or termination, subject to vesting requirements.
F3This Form 4 is being amended to correct the aggregate number of phantom stock units previously reported by removing 8,441 phantom stock units that are performance based and are not yet subject to being reported, as the performance criteria are material and not related solely to the price of the stock, by removing 211 restricted share units that were previously reported and inadvertently included and by adding 207 dividend equivalend stock units received in a transaction exempt under Rule 16a-11.