SEC Form 4 · accession 0001127602-16-065733
Adient plc · ADNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Byron S Foster
Officer — Executive Vice President
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Oct 31, 2016 | A | 1,529 | — | A | 1,529 | I | 401(k) Savings Plan |
| Ordinary SharesF2,F3 | Oct 31, 2016 | A | 43,947 | $0.00 | A | 47,628 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares received in a pro-rata distribution upon the completion of the spin-off of Adient plc from Johnson Controls International plc.
- F2Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units accrue dividend equivalent units and convert into ordinary shares upon vesting.
- F3Includes 3,681 shares that were acquired in a pro-rata distribution upon the completion of the spin-off.