SEC Form 3 · accession 0001209191-18-029392
Abpro Corp · ABP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 10, 2018
Accepted (ET)
May 10, 2018 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 987,113 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1,F2 | — | holding | — | — | — | — | — | Common Stock | 1,616,500 | — | D |
Explanation of responses
- F1These shares are owned by Orion Investment Holdings Limited, a British Virgin Islands company. Ms. Mui Fan Juliet Chui is the sole owner and director of Orion and may be deemed to beneficially own the shares held directly by Orion.
- F2Each share of Series A Preferred Stock will automatically convert into one hundred shares of common stock immediately prior to completion of the Issuer's initial public offering. The Series A Preferred Stock has no expiration date.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney