SEC Form 3 · accession 0001209191-18-029391
Abpro Corp · ABP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Ye
Director
Period of report
May 10, 2018
Accepted (ET)
May 10, 2018 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670356
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 133,858 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF1,F2 | — | holding | — | — | — | — | — | Common Stock | 892,392 | — | I |
Explanation of responses
- F1Apex Partners II Ltd, a limited liability company registered in the British Virgin Islands ("Partners II") is the registered holder. The Reporting Person is Chairman and Founding Partner of Apex Capital, the sole member of Partners II. The Reporting Person disclaims beneficial ownership of the shares owned by Partners II except to the extent of his pecuniary interest therein.
- F2Each share of the Series C Preferred Stock will automatically convert into one share of common stock immediately prior to completion of the Issuer's initial public offering. The Series C Preferred Stock has no expiration date.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney