SEC Form 3 · accession 0001209191-18-029383

Abpro Corp · ABP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO & Chairman · Director · 10% Owner

Period of report

May 10, 2018

Accepted (ET)

May 10, 2018 · 8:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001670356

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—	—	5,316,437	D
Common Stock	holding	—	—	—	278,060	I	By FV Dynasty Trust
Common Stock	holding	—	—	—	278,060	I	By FV GRAT Trust
Common Stock	holding	—	—	—	482,862	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$0.48	holding	—	—	—	—	Feb 3, 2024	Common Stock	253,439	—	D
Stock Option (Right to Buy)^F2	$0.48	holding	—	—	—	—	Feb 3, 2024	Common Stock	54,307	—	I
Stock Option (Right to Buy)^F3	$2.87	holding	—	—	—	—	Jan 1, 2025	Common Stock	10,861	—	I
Stock Option (Right to Buy)^F2	$2.22	holding	—	—	—	—	Dec 5, 2026	Common Stock	25,343	—	I

F1Includes 282,404 shares of common stock of the Issuer issuable upon vesting of restricted stock unit ("RSU") awards. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSU vests as to 25% of the shares on the one-year anniversary of the grant date and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person providing continuous service to the Issuer on each such date.
F2Immediately exercisable.
F325% of the shares underlying the option vested and became exercisable on January 1, 2016; the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Exhibit List - Exhibit 24 - Power of Attorney