SEC Form 4 · accession 0001144204-18-066296
U.S. WELL SERVICES, INC. · USWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Matlin
Director
Period of report
Dec 21, 2018
Accepted (ET)
Dec 26, 2018 · 9:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 24, 2018 | J | 1,839,512 | $0.00 | A | 1,839,512 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $5.75 | Dec 21, 2018 | P | 1,267,439 | A | Dec 9, 2018 | Nov 9, 2023 | Class A Common Stock | 633,719 | 1,267,439 | D |
| Warrants | $5.75 | Dec 21, 2018 | P | 1,346,851 | A | Dec 9, 2018 | Nov 9, 2023 | Class A Common Stock | 673,425 | 2,614,290 | D |
| WarrantsF1 | $5.75 | Dec 24, 2018 | J | 3,136,997 | A | Dec 9, 2018 | Nov 9, 2023 | Class A Common Stock | 1,568,498 | 5,751,287 | D |
Explanation of responses
- F1On December 24, 2018, Matlin & Partners Acquisition Sponsor LLC distributed shares of the Class A Common Stock of the Issuer ("Class A Common Stock") and warrants to purchase shares of Class A Common Stock to its members, including the Reporting Person, for no consideration.