SEC Form 4 · accession 0001144204-18-060120
U.S. WELL SERVICES, INC. · USWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan Houston
Officer — COO
Period of report
Nov 9, 2018
Accepted (ET)
Nov 14, 2018 · 9:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001670349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 9, 2018 | A | 71,600 | — | A | 71,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Nov 9, 2018 | A | 6,411 | A | Nov 9, 2019 | — | Class A Common Stock | 6,411 | 6,411 | D |
Explanation of responses
- F1Represents a grant of restricted stock Nathan A. Houston received from the Issuer.
- F2The Class B Common Stock is exchangeable (together with the same number of common units of USWS Holdings LLC ("USWS LLC"), which is the wholly owned subsidiary of the Issuer) for shares of Class A Common Stock of the Issuer in accordance with the Amended and Restated Limited Liability Company Agreement of USWS LLC.