SEC Form 4 · accession 0000899243-16-030917
LSC Communications, Inc. · LKSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Andrew B. Coxhead
Officer — Chief Financial Officer
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001669812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 1, 2016 | A | 0 | $0.00 | A | 8,760 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Andrew B. Coxhead has been awarded restricted stock with a value of $648,000 by LSC Communications, Inc. ("LSC"). The number of restricted shares awarded will be based on a twenty trading day value weighted average price of LSC common stock following the date of grant.
- F2Reflects ownership of LSC common stock obtained in connection with the spinoff of LSC by R. R. Donnelley & Sons Company ("RRD") and the distribution of one (1) share of LSC common stock for every eight (8) shares of RRD common stock held prior to the spinoff, which was effective on October 1, 2016 (the "Spinoff"). Does not include restricted stock units, which are reflected as beneficially-owned and reported as shares of common stock. The number of restricted stock units over LSC common stock has not yet been determined, as restricted stock units and performance share units over RRD common stock outstanding prior to October 1, 2016 will be converted into restricted stock units over the LSC common stock to give effect to the Spinoff.
- F3(Continued from footnote 2) The number of restricted stock units over the LSC common stock will be determined after the date hereof pursuant to an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC and Donnelley Financial Solutions, Inc. The Reporting Person will amend this Form 4 when such information is available.
Remarks
Exhibit Index Exhibit 24 - Power of Attorney