SEC Form 4 · accession 0001209191-18-053886
Donnelley Financial Solutions, Inc. · DFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Juhase
Officer — Chief Operating Officer
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001669811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 1, 2018 | F | 3,977 | $17.41 | D | 94,384 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3.
- F2Includes 23,542 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 11,707 shares of restricted stock awards subject to time vesting and 39,035 RSUs.