SEC Form 4 · accession 0001209191-18-017383
Donnelley Financial Solutions, Inc. · DFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer B Reiners
Officer — General Counsel
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001669811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | F | 682 | $17.65 | D | 33,416 | D | |
| Common StockF2,F3 | Mar 2, 2018 | A | 7,600 | — | A | 41,016 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F4 | $17.65 | Mar 2, 2018 | A | 15,200 | A | — | Mar 1, 2028 | Common Stock | 15,200 | 15,200 | D |
Explanation of responses
- F1Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- F2Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019.
- F3Includes 2,452 shares held directly, 10,700 shares of restricted stock awards subject to performance vesting, 15,463 shares of restricted stock awards subject to time vesting and 12,401 RSUs.
- F4The option vests in four equal annual installments beginning on March 2, 2019.
- F5Company granted option issued pursuant to Rule 16b-3 Plan.