SEC Form 4/A · accession 0000899243-16-031909
Donnelley Financial Solutions, Inc. · DFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard L Crandall
Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 18, 2016 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001669811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2016 | A | 1,384 | $0.00 | A | 49,711 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Richard L. Crandall was awarded restricted stock Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Richard L. Crandall was awarded restricted stock units ("RSUs") with a value of $31,350, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for his service as Chairman of the board of directors of Donnelley Financial Solutions, Inc. ("DFS") for the remainder of 2016. Such grant represents 1,384 RSUs calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant.
- F2(Continued from Footnote 1) Mr. Crandall's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Mr. Crandall's beneficial ownership of securities also reflects 644 shares of common stock owned prior to the grant of RSUs as well as 47,683 RSUs held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by R. R. Donnelley & Sons Company of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.)