SEC Form 4/A · accession 0000899243-16-031902
Donnelley Financial Solutions, Inc. · DFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David A Gardella
Officer — Chief Financial Officer
Period of report
Oct 1, 2016
Accepted (ET)
Oct 18, 2016 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001669811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | A | 23,414 | $0.00 | A | 44,190 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, David A. Gardella was awarded restricted stock with a value of $530,000 by Donnelley Financial Solutions, Inc. ("DFS"). Such grant represents 23,414 shares of restricted stock calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. Mr. Gardella's beneficial ownership of securities also reflects 1,025 shares of common stock owned prior to the grant of restricted stock as well as 19,751 restricted stock units held prior to the date of the Reported Transaction (after giving effect to the distribution by R. R. Donnelley & Sons Company of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.)