SEC Form 4/A · accession 0000899243-16-031881
Donnelley Financial Solutions, Inc. · DFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel Leib
Officer — Chief Executive Officer · Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 18, 2016 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001669811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2016 | A | 88,355 | $0.00 | A | 199,447 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016 Daniel N. Leib was awarded restricted stock with a value of $2,000,000 by Donnelley Financial Solutions, Inc. ("DFS"). Such grant represents 88,355 shares of restricted stock calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant.
- F2Reflects ownership of 14,635 shares of DFS common stock obtained in connection with the spinoff of DFS by R. R. Donnelley & Sons Company ("RRD") and the distribution of one (1) share of DFS common stock for every eight (8) shares of RRD common stock held prior to the spinoff, which was effective on October 1, 2016. Also reflects 96,457 restricted stock units held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.)