SEC Form 4 · accession 0001179110-16-031670
AdvancePierre Foods Holdings, Inc. · APFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Sliva
Officer — President · Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 1:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001669792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | A | 207,603 | $0.00 | A | 207,603 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of 12,671 shares of Restricted Stock and 194,932 Restricted Stock Units under the AdvancePierre Foods Holdings, Inc. 2009 Omnibus Equity Incentive Plan and pursuant to the Executive Employment Agreement, dated October 27, 2016, among Christopher D. Sliva, AdvancePierre Foods Holdings, Inc., and AdvancePierre Foods, Inc. (filed as Exhibit 10.1 to the Company's Current Report on Form 8-K, filed on November 10, 2016). Transfer of the Restricted Stock is restricted for one year from the date of grant. The Restricted Stock Units vest in equal installments over a 4 year period with one-fourth vesting on each of November 14, 2017, November 14, 2018, November 14, 2019, and November 14, 2020.