SEC Form 4 · accession 0001179110-16-029084
AdvancePierre Foods Holdings, Inc. · APFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Sims
Officer — CFO, SVP, Treasurer
Period of report
Aug 26, 2016
Accepted (ET)
Aug 29, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001669792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 26, 2016 | A | 12,371 | $0.00 | A | 530,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $25.69 | Aug 26, 2016 | A | 37,113 | A | — | Aug 26, 2026 | Common Stock | 37,113 | 37,113 | D |
Explanation of responses
- F1Restricted Stock Unit Award granted effective August 26, 2016 pursuant to the AdvancePierre Foods Holdings, Inc. 2009 Omnibus Equity Incentive Plan.
- F2Restricted Stock Unit vests over a 3 year period with 1/3 of the units vesting on each of July 27, 2017, July 27, 2018, and July 27, 2019.
- F3Granted pursuant to the AdvancePierre Foods Holdings, Inc. 2009 Omnibus Equity Incentive Plan.
- F4Option vests over a 3 year period with 1/3 of the options becoming exercisable on each of July 27, 2017, July 27, 2018, and July 27, 2019.
Remarks
Power of Attorney attached.