SEC Form 4 · accession 0001179110-18-011880
PetIQ, Inc. · PETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L First
Director · 10% Owner
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001668673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 1, 2018 | S | 1,838,836 | $37.1475 | D | 3,472,687 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock sold to the underwriters pursuant to an underwritten public offering that closed on October 1, 2018. The price per share received by the reporting person is equal to the public offering price of $39.00, less the underwriting discount.
- F21,547,687 shares of Class A Common Stock sold by ECP Helios Partners IV, L.P. ("ECP Helios") and 291,149 shares of Class A Common Stock sold by Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Includes 2,922,844 shares of Class A Common Stock held by ECP Helios and 549,843 shares of Class A common Stock held by Eos Partners. Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.