SEC Form 4 · accession 0001179110-18-011879
PetIQ, Inc. · PETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Sholtis
Officer — President
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001668673
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 1, 2018 | A | 20,000 | A | — | — | Class A Common Stock | 20,000 | 20,000 | D |
| Option to Purchase Class A Common StockF3 | $37.49 | Oct 1, 2018 | A | 100,000 | A | — | Oct 1, 2028 | Class A Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
- F2The RSUs vest 50% on the first anniversary of October 1, 2018, and in equal installments on each of the second, third and fourth anniversaries thereafter, subject to the reporting person's continuous service as an employee of the Issuer.
- F3The options vest in equal installments on each of the first four anniversaries of October 1, 2018, subject to the reporting person's continuous service as an employee of the Issuer.