SEC Form 4 · accession 0001179110-18-011878
PetIQ, Inc. · PETQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001668673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 1, 2018 | S | 1,838,836 | $37.1475 | A | 3,472,687 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,547,687 shares of Class A Common Stock sold by ECP Helios Partners IV, L.P. ("ECP Helios") and 291,149 shares of Class A Common Stock sold by Eos Partners, L.P. ("Eos Partners" and, together with ECP Helios, the "Eos Funds"). Includes 2,922,844 shares of Class A Common Stock held by ECP Helios and 549,843 shares of Class A Common Stock held by Eos Partners. Each of the Eos Funds is managed by Eos Management. Mark L. First is the managing director of Eos Management and has the power to vote or dispose of the shares held by the Eos Funds. Mr. First expressly disclaims any beneficial ownership of any shares of Class A Common Stock held by the Eos Funds.
- F2Represents shares of Class A Common Stock sold to the underwriters pursuant to an underwritten public offering that closed on October 1, 2018. The price per share received by the reporting persons is equal to the public offering price of $39.00, less the underwriting discount.