SEC Form 4 · accession 0001571049-16-015561
FGL Holdings · FG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Foley II
Officer — Co-Executive Chairman · Director · 10% Owner
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001668428
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantsF4,F1,F2,F3 | $11.50 | May 25, 2016 | P | 14,000,000 | A | — | — | Class A ordinary shares | 14,000,000 | 14,000,000 | I |
Explanation of responses
- F1Each warrant is exercisable to purchase one Class A ordinary share at $11.50 per share, subject to adjustment as described under the heading "Description of Securities--Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-210854).
- F2The warrants become exercisable beginning on the later of May 25, 2017 or 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities--Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-210854).
- F3The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities--Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-210854).
- F4The securities are held directly by CF Capital Growth, LLC. The reporting person is a manager of BilCar, LLC, which is a manager of CF Capital Growth, LLC, and as such may be deemed to beneficially own all of the securities held directly by CF Capital Growth, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein.