SEC Form 3 · accession 0001493152-19-001817
Toughbuilt Industries, Inc · TBLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Panosian
Officer — CEO · Director · 10% Owner
Period of report
Nov 14, 2018
Accepted (ET)
Feb 13, 2019 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001668370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,778,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $10.00 | holding | — | — | — | Jan 3, 2017 | Jan 12, 2027 | Common Stock | 125,000 | — | D |
| Stock OptionsF2 | $4.29 | holding | — | — | — | Sep 14, 2018 | Jun 30, 2023 | Common Stock | 200,000 | — | D |
Explanation of responses
- F1Vests in four equal annual amounts on the one, two, three and four year anniversaries of the grant date.
- F2Vests in four equal annual amounts on the grant date, and the one, two and three year anniversaries of the grant date.