SEC Form 3 · accession 0001209191-19-003281
UroGen Pharma Ltd. · URGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arie Belldegrun
Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 10, 2019 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001668243
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 84,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.00 | holding | — | — | — | — | Sep 1, 2022 | Ordinary Shares | 3,241 | — | D |
| Stock Option (right to buy)F2 | $4.02 | holding | — | — | — | — | Oct 14, 2019 | Ordinary Shares | 128,000 | — | D |
| Stock Option (right to buy)F1 | $5.00 | holding | — | — | — | — | Jul 27, 2021 | Ordinary Shares | 3,241 | — | D |
| Stock Option (right to buy)F3 | $5.00 | holding | — | — | — | — | Oct 7, 2022 | Ordinary Shares | 160,000 | — | D |
| Stock Option (right to buy)F4 | $43.67 | holding | — | — | — | — | Jan 10, 2028 | Ordinary Shares | 20,000 | — | D |
| Stock Option (right to buy)F5 | $59.23 | holding | — | — | — | — | Jun 4, 2028 | Ordinary Shares | 10,000 | — | D |
Explanation of responses
- F1Fully vested.
- F225% of the shares underlying the stock option vested on each of October 13, 2012, October 13, 2013, October 13, 2014 and October 13, 2015.
- F325% of the shares underlying the stock option vested on each of October 7, 2016, October 7, 2017 and October 7, 2018 and the remaining 25% of the shares will vest on October 7, 2019.
- F425% of the shares underlying the stock option vested on each of April 10, 2018, July 10, 2018 and October 10, 2018 and the remaining 25% of the shares will vest on January 10, 2019.
- F525% of the shares underlying the stock option vested on each of September 4, 2018 and December 4, 2018 and the remaining shares will vest 25% on each of March 4, 2019 and June 4, 2019.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney