SEC Form 4 · accession 0000899243-18-026492
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Dondero
Officer — See Remarks · 10% Owner
Period of report
Aug 24, 2018
Accepted (ET)
Oct 10, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001668234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class Z Shares of Beneficial InterestF1 | Aug 24, 2018 | S | 50 | $18.22 | D | 0 | I | See Footnote |
| Class A Shares of Beneficial InterestF1 | holding | — | — | — | 2,500 | I | See Footnote | |
| Class C Shares of Beneficial InterestF1 | holding | — | — | — | 2,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by NexPoint Advisors, L.P. ("NexPoint"). The Reporting Person is the President of NexPoint and sole member of NexPoint Advisors GP, LLC, NexPoint's general partner, and may be deemed to be an indirect beneficial owner of shares held by NexPoint. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Remarks
President (Principal Executive Officer)