SEC Form 4 · accession 0001104659-17-052675
HarborOne Bancorp, Inc. · HONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James W. Blake
Officer — President, CEO and Secretary · Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 18, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001668224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2017 | A | 142,450 | $0.00 | A | 142,450 | D | |
| Common Stock | holding | — | — | — | 20,000 | I | By Spouse and Daughter as Joint Tenants | |
| Common Stock | holding | — | — | — | 57,314 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $18.35 | Aug 16, 2017 | A | 356,150 | A | — | Aug 15, 2027 | Common Stock | 356,150 | 356,150 | D |
Explanation of responses
- F1Acquisition represents award of restricted stock for no consideration. This restricted stock award vests in three equal annual installments beginning on August 16, 2018.
- F2The option vests in three equal annual installments beginning on August 16, 2018.