SEC Form 4 · accession 0001140361-17-037616
FSB Bancorp, Inc. · FSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alicia H Pender
Director · Other
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001667939
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2017 | A | 2,500 | $0.00 | A | 5,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $16.72 | Oct 2, 2017 | A | 7,000 | A | Oct 2, 2018 | Oct 2, 2027 | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on October 2, 2018.
- F2Stock options vest at a rate of 20% per year commencing on October 2, 2018.