SEC Form 4 · accession 0001209191-19-012325
Forty Seven, Inc. · FTSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Anthony McCamish
Officer — President and CEO · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001667633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | M | 7,090 | $4.8825 | A | 67,809 | D | |
| Common StockF2 | Feb 19, 2019 | S | 7,090 | $15.063 | D | 60,719 | D | |
| Common Stock | Feb 20, 2019 | M | 9,410 | $4.8825 | A | 70,129 | D | |
| Common StockF3 | Feb 20, 2019 | S | 9,410 | $14.9358 | D | 60,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $4.8825 | Feb 19, 2019 | M | 7,090 | D | — | Jun 7, 2027 | Common Stock | 7,090 | 420,015 | D |
| Stock Option (right to buy)F4 | $4.8825 | Feb 20, 2019 | M | 9,410 | D | — | Jun 7, 2027 | Common Stock | 9,410 | 410,605 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $14.90 to $15.62, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4.
- F3The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $14.45 to $15.27, inclusive.
- F496,773 shares subject to the original option vested on May 1, 2018 and the balance of the shares subject to the option vest in a series of 36 successive equal monthly installments beginning June 1, 2018, subject to the Reporting Person's continuous service as of each such date.