SEC Form 4 · accession 0001209191-18-047666
Forty Seven, Inc. · FTSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Schaepe
Director · 10% Owner
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001667633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2018 | P | 66,542 | $15.0283 | A | 66,542 | I | By Schaepe-Chiu Investments I LP - Fund 1 |
| Common StockF3,F4 | holding | — | — | — | 67,036 | I | By Lightspeed Affiliates X, L.P. | |
| Common StockF4,F5 | holding | — | — | — | 2,474,368 | I | By Lightspeed Venture Partners X, L.P. | |
| Common StockF6 | holding | — | — | — | 1,784,269 | I | By Lightspeed Venture Partners Select II, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $14.79 to $15.25, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F2Shares held by Schaepe-Chiu Investments I LP - Fund 1. Reporting Person serves as co-trustee of the general partner of such entity.
- F3Shares are held by Lightspeed Affiliates X, L.P., or Lightspeed Affiliates.
- F4Lightspeed General Partner X, L.P., or Lightspeed GP X, is the general partner of Lightspeed X and Lightspeed Affiliates. Lightspeed Ultimate General Partner X, Ltd., or Lightspeed UGP X, is the general partner of Lightspeed GP X. Christopher J. Schaepe, Barry Eggers, Ravi Mhatre, Peter Nieh and Jeremy Liew are the directors of Lightspeed UGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F5Shares are held by Lightspeed Venture Partners X, L.P., or Lightspeed X.
- F6Shares are held by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Select II GP, is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd., or Select II UGP, is the general partner of Select II GP. Messrs. Schaepe, Eggers, Mhatre, Nieh and Liew are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.