SEC Form 4 · accession 0001209191-18-031631
Randolph Bancorp, Inc. · RNDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P McDonough
Officer — President and CEO · Director
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001667161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2018 | P | 5,514 | $15.96 | A | 16,514 | I | By IRA |
| Common Stock | holding | — | — | — | 31,400 | D | ||
| Common Stock | holding | — | — | — | 711 | I | ESOP | |
| Common Stock | holding | — | — | — | 24,900 | I | Spouse | |
| Common StockF1 | holding | — | — | — | 35,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $14.66 | holding | — | — | — | — | Oct 11, 2027 | Common Stock | 58,687 | 58,687 | D |
Explanation of responses
- F1Acquisition represents award of restricted stock for no cash consideration. This restricted stock award vests in five equal annual installments beginning on October 12, 2018; provided however that all shares of restricted stock shall vest upon the retirement of the executive if such retirement has been approved by the Board of Directors as part of a succession plan covering such executive.
- F2The options vest in five equal annual installments beginning on October 12, 2018; provided however that all options shall vest upon the retirement of the executive if such retirement has been approved by the Board of Directors as part of a succession plan covering such executive.