SEC Form 4 · accession 0001209191-18-030149
Randolph Bancorp, Inc. · RNDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Foresta
Officer — Senior Vice President and CIO
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001667161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2018 | P | 112 | $15.98 | A | 1,836 | I | By IRA |
| Common StockF1 | May 14, 2018 | P | 812 | $15.99 | A | 2,648 | I | By IRA |
| Common Stock | holding | — | — | — | 397 | I | ESOP | |
| Common StockF2 | holding | — | — | — | 10,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $14.66 | holding | — | — | — | — | Oct 11, 2027 | Common Stock | 16,252 | 16,252 | D |
Explanation of responses
- F1Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $15.98 to $16.00. The Reporting Person has provided the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- F2Acquisition represents award of restricted stock for no cash consideration. This restricted stock award vests in five equal annual installments beginning on October 12, 2018.
- F3The options vest in five equal annual installments beginning on October 12, 2018.