SEC Form 4 · accession 0001209191-17-056979
Randolph Bancorp, Inc. · RNDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janis E. Wentzell
Director
Period of report
Oct 12, 2017
Accepted (ET)
Oct 16, 2017 · 9:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001667161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 12, 2017 | A | 7,042 | $0.00 | A | 13,042 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $14.66 | Oct 12, 2017 | A | 16,302 | A | — | Oct 11, 2027 | Common Stock | 16,302 | 16,302 | D |
Explanation of responses
- F1Acquisition represents award of restricted stock for no cash consideration. This restricted stock award vests as follows: 20% in October 2018, 20% in October 2019, 20% in October 2020, 20% in October 2021 and 20% in February 2022 (upon reaching mandatory retirement).
- F2The options vest as follows: 20% in October 2018, 20% in October 2019, 20% in October 2020, 20% in October 2021 and 20% in February 2022 (upon reaching mandatory retirement).