SEC Form 4 · accession 0001209191-17-056948
Randolph Bancorp, Inc. · RNDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martie M. Dwyer
Officer — Senior Vice President
Period of report
Oct 12, 2017
Accepted (ET)
Oct 16, 2017 · 8:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001667161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 12, 2017 | A | 10,835 | $0.00 | A | 18,592 | D | |
| Common Stock | holding | — | — | — | 206 | I | ESOP | |
| Common Stock | holding | — | — | — | 100 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $14.66 | Oct 12, 2017 | A | 16,252 | A | — | Oct 11, 2027 | Common Stock | 16,252 | 16,252 | D |
Explanation of responses
- F1Acquisition represents award of restricted stock for no cash consideration. This restricted stock award vests in five equal annual installments beginning on October 12, 2018.
- F2The options vest in five equal annual installments beginning on October 12, 2018.