SEC Form 4 · accession 0001888679-26-000003
Arteris, Inc. · AIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne C Cantwell
Director
Period of report
Aug 28, 2026
Accepted (ET)
Sep 1, 2026 · 6:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001667011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2026 | M | 5,000 | $0.60 | A | 47,571 | D | |
| Common Stock | Sep 1, 2026 | G | 5,000 | $0.00 | D | 42,571 | D | |
| Common StockF2 | Sep 1, 2026 | G | 5,000 | $0.00 | A | 194,698 | I | The Cantwell Living Trust |
| Common Stock | holding | — | — | — | 38,761 | I | By: Decathlon Capital Management 401K Plan FBO Wayne Cantwell |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $0.60 | Aug 28, 2026 | M | 5,000 | D | — | Apr 22, 2030 | Common Stock | 5,000 | 70,000 | D |
Explanation of responses
- F1The reporting person transferred shares of the Issuer's common stock to The Cantwell Living Trust, for which the reporting person serves as trustee, for no consideration.
- F2The shares are held by The Cantwell Living Trust, for which the Reporting Person serves as trustee.
- F3Non-qualified stock options, vesting in 36 equal monthly installments of 1/36th each, beginning on May 23, 2020.