SEC Form 4 · accession 0001549550-26-000008
Arteris, Inc. · AIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas B. Hawkins
Officer — VP and Chief Financial Officer
Period of report
Aug 12, 2026
Accepted (ET)
Aug 14, 2026 · 4:27 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001667011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2026 | S | 200 | $29.00 | D | 102,972 | D | |
| Common Stock | Aug 13, 2026 | M | 3,125 | $9.28 | A | 106,097 | D | |
| Common StockF1 | Aug 13, 2026 | S | 10,431 | $28.2646 | D | 95,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $9.28 | Aug 13, 2026 | M | 3,125 | D | — | Feb 20, 2035 | Common Stock | 3,125 | 31,250 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025.