SEC Form 4 · accession 0001666700-17-000034
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward D Breen
Officer — Chief Executive Officer · Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | A | 1,461 | $70.00 | A | 317,887 | D | |
| Common Stock | holding | — | — | — | 19,422 | I | GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3 | — | Dec 15, 2017 | A | 4 | A | — | — | Common Stock | 4 | 740 | D |
Explanation of responses
- F1Includes unvested RSUs, deferred stock units and direct ownership; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.
- F2Each unit represents the right to receive one share of DowDuPont common stock.
- F3Units are payable in shares following termination of the reporting person's employment with DowDuPont. The reporting person may transfer his units into an alternative investment account at any time.