SEC Form 4 · accession 0001225208-18-012529
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Fitterling
Officer — Chief Operating Officer-MatCo
Period of report
Aug 14, 2018
Accepted (ET)
Aug 14, 2018 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 10,500 | $32.16 | A | 159,340 | D | |
| Common Stock | holding | — | — | — | 1,777 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,794 | I | By 401(k) Plan ESOP | |
| Common Stock | holding | — | — | — | 211,003 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1,F2 | $32.16 | Aug 14, 2018 | M | 10,500 | D | — | Feb 15, 2023 | Common Stock | 10,500 | 178,210 | D |
Explanation of responses
- F1Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.
- F2The options vested in three annual installments beginning on February 15, 2014.