SEC Form 4 · accession 0001225208-18-012528
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard I Ungerleider
Officer — Chief Financial Officer
Period of report
Aug 14, 2018
Accepted (ET)
Aug 14, 2018 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 8,500 | $9.53 | A | 204,339 | D | |
| Common Stock | holding | — | — | — | 383 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 2,769 | I | By 401(k) Plan ESOP | |
| Common Stock | holding | — | — | — | 126,857 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1,F2 | $9.53 | Aug 14, 2018 | M | 8,500 | D | — | Feb 13, 2019 | Common Stock | 8,500 | 2,788 | D |
Explanation of responses
- F1Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- F2The options vested in three annual installments beginning on February 13, 2010.