SEC Form 4 · accession 0001225208-18-010346
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Kalil
Officer — Special Counsellor · Other
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2018 | M | 10,231 | $34.00 | A | 317,080 | D | |
| Common Stock | Jun 5, 2018 | M | 9,610 | $32.16 | A | 326,690 | D | |
| Common Stock | Jun 5, 2018 | S | 9,610 | $68.40 | D | 317,080 | D | |
| Common Stock | Jun 5, 2018 | S | 10,231 | $68.40 | D | 306,849 | D | |
| Common Stock | holding | — | — | — | 1,086 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,361 | I | By 401(k) Plan ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1,F2 | $34.00 | Jun 5, 2018 | M | 10,231 | D | — | Feb 10, 2022 | Common Stock | 10,231 | 0 | D |
| Non-Qualified Stock Option (Right to Buy)F1,F3 | $32.16 | Jun 5, 2018 | M | 9,610 | D | — | Feb 15, 2023 | Common Stock | 9,610 | 100,645 | D |
Explanation of responses
- F1Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- F2The options vested in three annual installments beginning on February 10, 2013.
- F3The options vested in three annual installments beginning on February 15, 2014.