SEC Form 4 · accession 0001225208-18-003479
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald C Edmonds
Officer — Co-Controller
Period of report
Feb 13, 2018
Accepted (ET)
Feb 20, 2018 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 13, 2018 | F | 1,503 | $70.75 | D | 136,524 | D | |
| Common Stock | holding | — | — | — | 3,442 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,568 | I | By 401(k) Plan ESOP | |
| Common Stock | holding | — | — | — | 100 | I | By Spouse | |
| Common Stock | holding | — | — | — | 92 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3,F4 | $71.85 | Feb 15, 2018 | A | 77,620 | A | — | Feb 15, 2028 | Common Stock | 77,620 | 77,620 | D |
Explanation of responses
- F1Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
- F2Shares used to satisfy withholding taxes on delivery of deferred stock granted February 13, 2015 as previously reported.
- F3Granted under The Dow Chemical Company Amended and Restated 2012 Stock Incentive Plan. The Plan provides for tax withholding rights.
- F4This option will vest in three equal installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes.