SEC Form 4 · accession 0001127294-18-000007
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lois D Juliber
Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2018 | A | 564 | $65.58 | A | 103,966 | D | |
| Common Stock | holding | — | — | — | 769 | I | Owned by husband |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted DowDuPont Common Stock UnitsF5,F2,F4 | — | Sep 14, 2018 | A | 77 | A | — | — | Common Stock | 77 | 13,941 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units
- F2Units convert one-for-one to DowDuPont common stock.
- F3Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.
- F4Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.
- F5Price used to calculate dividend equivalents.