SEC Form 4 · accession 0001127294-17-000011
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lois D Juliber
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | A | 525 | $70.00 | A | 98,837 | D | |
| Common Stock | holding | — | — | — | 769 | I | Owned by husband |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted DowDuPont Common Stock UnitsF5,F2,F4 | — | Dec 15, 2017 | A | 74 | A | — | — | Common Stock | 74 | 13,710 | D |
Explanation of responses
- F1Includes direct ownership, unvested RSUs and vested deferred stock units; reflects adjustment to total securities reported on Table 1 of previously filed Forms 4 due to overstatement of 9/29/2017 dividend equivalent units.
- F2Units convert one-for-one to DowDuPont common stock.
- F3Dividend equivalents credited as stock units under the DowDuPont Stock Accumulation and Deferred Compensation Plan for Directors.
- F4Common stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement.
- F5Price used to calculate dividend equivalents.