SEC Form 4 · accession 0001666138-18-000095
Atkore Inc. · ATKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Lariviere
Officer — VP & Pres., Cable Solutions
Period of report
Aug 8, 2018
Accepted (ET)
Aug 9, 2018 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2018 | M | 35,620 | $7.30 | A | 124,862 | D | |
| Common Stock | Aug 8, 2018 | S | 28,859 | $26.50 | D | 96,003 | D | |
| Common Stock | Aug 9, 2018 | M | 40,466 | $9.12 | A | 136,469 | D | |
| Common StockF2 | Aug 9, 2018 | S | 33,173 | $25.872 | D | 103,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $7.30 | Aug 8, 2018 | M | 35,620 | D | — | Sep 3, 2023 | Common Stock | 35,620 | 34,184 | D |
| Stock Options (right to buy)F3 | $9.12 | Aug 9, 2018 | M | 40,466 | D | — | May 22, 2024 | Common Stock | 40,466 | 25,294 | D |
Explanation of responses
- F1This exercise and sale were undertaken pursuant to a predetermined diversification plan previously adopted by the Reporting Person (a "10b5-1 Plan").
- F2This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $25.75 to $26.06 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F3These options are fully vested and exercisable.