SEC Form 4 · accession 0001666138-17-000049
Atkore Inc. · ATKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Williamson
Officer — President and CEO · Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2017 | M | 36,070 | $7.30 | A | 201,625 | D | |
| Common StockF2 | Jun 15, 2017 | S | 36,070 | $21.83 | D | 165,555 | D | |
| Common Stock | Jun 16, 2017 | M | 33,930 | $7.30 | A | 199,485 | D | |
| Common StockF3 | Jun 16, 2017 | S | 33,930 | $21.73 | D | 165,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $7.30 | Jun 15, 2017 | M | 36,070 | D | — | Jun 10, 2021 | Common Stock | 36,070 | 441,930 | D |
| Stock Options (right to buy)F4 | $7.30 | Jun 16, 2017 | M | 33,930 | D | — | Jun 10, 2021 | Common Stock | 33,930 | 408,000 | D |
Explanation of responses
- F1This exercise and sale were undertaken pursuant to a predetermined diversification plan previously adopted by the Reporting Person (a "10b5-1 Plan").
- F2This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $21.74 to $22.09 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $21.59 to $21.89 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F4These options are fully vested and exercisable.