SEC Form 4 · accession 0001666138-17-000039
Atkore Inc. · ATKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Lariviere
Officer — VP and Pres., Cable Solutions
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 22,094 | $9.12 | A | 45,737 | D | |
| Common StockF2 | May 5, 2017 | S | 18,340 | $25.91 | D | 27,397 | D | |
| Common Stock | May 8, 2017 | M | 6,287 | $9.12 | A | 33,684 | D | |
| Common StockF3 | May 8, 2017 | S | 18,921 | $25.79 | D | 14,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $9.12 | May 5, 2017 | M | 22,094 | D | — | May 22, 2024 | Common Stock | 22,094 | 72,047 | D |
| Stock Options (right to buy)F4 | $9.12 | May 8, 2017 | M | 6,287 | D | — | May 22, 2024 | Common Stock | 6,287 | 65,760 | D |
Explanation of responses
- F1This exercise and sale were undertaken pursuant to a predetermined diversification plan previously adopted by the Reporting Person (a "10b5-1 Plan").
- F2This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $25.80 to $26.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $25.00 to $25.94 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F4These options are fully vested and exercisable.